DOL rollover checklist

43 votes

Maintain written documentation of the specific reasons that any recommendation to rollover assets from an ERISA plan to an IRA, from one IRA to another IRA, or from one type account to another (such as a commission-based account to a fee-based account) is in the best interest of the retirement investor.

Under consideration Suggested by: JC Upvoted: 30 Nov Comments: 8

Comments: 8